Supreme Court of India
Securities and Exchange Board of India v. National Stock Exchange Members Association and Anr
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From the headnote
Securities and Exchange Board of India Act, 1992 – s.12(1 ) – Whether in terms of s.12(1), a single registratio n with SEBI is sufficient even if the stock broker has various mem berships and functions from several stock exchanges and, therefore, w ill have to pay the fee for the initial registration with SEBI – eld: The conjoint reading of the expression “a certificate” as referred to in s.12(1) of the Act, 1992 read with the scheme of Rules, 1992 and Regul ations, 1992, leads to an inevitable conclusion that the st ock broker not only has to obtain a certificate of registration from SE BI
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